Abstract: Fieldwork conducted among the Eastern Khanty between 1993 and 1996 disclosed that patterns of land use, community development and political activity among the Eastern Khanty are not motivated by external ideologies or by the collapse of the Soviet system, but represent transformations of historical models adapted to resist the impact of petroleum development in the post-Soviet era. We conclude by arguing that, apart from improving the broader institutional problems which undermine local development everywhere in the former Soviet Union, a secure future for the Khanty requires that the legacy of native-state relations peculiar to Russia be restored in the present circumstances by specifically investing family-kinship communities (semeino-rodovye obschiny) with effective local political power to manage their lands.
From the struggles of indigenous peoples worldwide to recover sovereignty, land and heritage which had been eroded or even lost during the period of colonization, a variety of models of self-determination have emerged. A comparative overview of these struggles would suggest that two of the strongest factors shaping the outcome of this process are the nature of the sociopolitical context, which establishes the ground rules within which this struggle takes place, and presence of industrialization, which lays powerful counterclaims to the contested land. This article, data for which is drawn from historical sources and from the authors= fieldwork over the past six years, discusses how these forces are impacting the definition of the problems, the development of expectations, and the emergence of indigenous organizations and leadership among Siberia=s Eastern Khanty whose traditional lands are now part of Khanty-Mansiiskii Autonomous Okrug, Tyumen= Oblast. Specifically we argue that contemporary Khanty models of community, land tenure and leadership do not represent new forms motivated by external forces or by the collapse of the Soviet system, but transformations of historical models adapted to resist the impact of petroleum development in the post-Soviet era. We conclude by arguing that, apart from improving the broader institutional problems which undermine local development everywhere in the former Soviet Union, a secure future for the Khanty requires that the legacy of native-state relations peculiar to Russia be modified in the present circumstances by specifically investing family-kinship communities (semeino-rodovye obschiny) with effective local political power.
HISTORICAL LAND USE, GROUP IDENTITY AND LEADERSHIP
The Khanty are one of the largest of the twenty?three or so
"small nations," as the Soviets called the tribal peoples
of Siberia, whose numbers total only a little over a million.
Among the 22,000 or so Khanty, three groups ?? Northern, Southern
and Eastern ?? can be distinguished by differences in dialect,
subsistence patterns and material culture. Called the Ostyak in
Russian ethnographic literature, the Eastern Khanty live in the
taiga among the low hills and marshlands along the banks and tributaries
of the Ob= and Irtysh Rivers, the third largest river system in
the world, which flows through Khantty-Mansiiskii Autonomous Okrug
(Fig. 1). Traditionally they did not live in villages but in widely
scattered extended family settlements, where they continue to
avail themselves of traditional family hunting territories. Everywhere
they support themselves through hunting, and trapping of sable
and fox. Fish constitute 70% of their diet, but reindeer herding
is common north of the Ob=. Many are literate in Russian and fluently
bilingual, but prefer to speak Khanty. And despite the efforts
of the Orthodox Church, which in some areas has gained converts
of varying degrees of allegiance, and despite the suppression
of native religion under the Soviets, traditional belief and ritual
still flourish.
Khanty social organization is based on extended families or lineages,
with related lineages grouped into clans (Khanty: cir ). While
the present settlement pattern has been influenced by migration
and forced relocation within the Middle Ob= region, evidence from
our own fieldwork and the ethnographic record indicates that different
Khanty clans even today claim traditional use rights to different
river systems tributary to the Ob=, in part because they believe
their lineage was founded by divine ancestors who were also responsible
for the creation of the river systems on which the majority of
the clan lives. Most Khanty extended families live on traditional
family hunting territories, protected by family gods who are considered
offspring of the lineage's founding deities. These lineage deities
are the seven sons of the high god, each a patron of a major tributary
of the Ob=. Roughly speaking, the principal deities are responsible
for cosmological-level events, their first generation offspring
for the watersheds of the major tributaries, and the second generation
offspring for individual family lands along each watershed. Khanty
thus believe that sacred power has been historically invested
in both the landscape and the lineage.
Archaeology suggests that the extended family hunting territories
that exist today may have originated much earlier. Throughout
the Iron Age, fur trade with the south through the upper Irtysh
grew enormously, and so, apparently did internecine warfare, probably
as a result of the desire to control this trade. A nearly?feudal
stratified caste society emerged to consolidate power and to control
resources. Palisaded, moated townsites housed the warrior chieftain,
his extended patrilineal family, and his retinue of warriors.
The patrilinies of these warrior chieftains began to form an emergent
aristocracy. Such warrior chieftains were singular leaders, distinguished
in war from more traditionally armed soldiers by coats of mail,
iron helmets, and battle?axes. In this way, they defended their
local territories and seized new ones, engaging in small but evidently
violent and frequent attacks against each other. Religious authority,
which had probably been decentralized aboriginally as forms of
family and local group shamanism, also began to be concentrated
by association with the warrior chieftain. Outside but near to
the palisaded settlements, ruins of which exist today, were the
houses of freemen, who received protection from the chieftain
which they paid for by surrendering a portion of their furs. In
the hinterlands of the chieftain's territory lived the rododanniki,
who harvested furs some of which they paid to him as tribute in
exchange for his protection (Kosarev 1984; Cherepanova and Morozov
1994; Bugrov et. al. 1994). The chieftain in turn would deliver
these to those over him, including later representatives of the
Tatar Khanate of Sibir.
The Russian conquest of Siberia in the sixteenth century built
on earlier fur tribute practices, but often in a haphazard way.
Where they met resistance, Russians used hostage?taking and hinterland
tax collection were used to enforce the iasak or fur tribute,
which contributed to a decline in the status of the Khanty chieftains.
Some chieftains were able to obtain gramota (deeds) in which the
Tsar confirmed the rights of native leaders in exchange for annual
fur tribute. Sometimes the issuance of such gramota seems to have
come in exchange for peace, as in the case of a Khanty chieftain
named Luguy, from Beryozovsky region, who made a trip to Moscow
for just this purpose, and received a gramota from Tsar Fyodor
Ioannovich in 1586 to gather the iasak on his own responsibility
from Ahis tribe and his people@ and to deliver it personally or
through his brothers or nephews in exchange for freedom from Russian
military pressure. This gramota was reconfirmed by Empress Catherine
II in 1768 to one of his descendants, a chieftain named Artanziev
(Sheglov [1883] 1994: 44-45; Dunin-Gorkavich [1904] 1995: 77).
Interesting here is that the chieftain/leader is represented as
the head of the kinship group and through him responsibilities
for the land were negotiated and confirmed. Nevertheless, although
the Khanty chieftains felt themselves under the special protection
of the Tsar, to whom they could appeal directly, bypassing governors
and other local officials, their authority was often further undercut
by having Moscow=s answers to their petitions channeled through
the local administration officals and local Russian courts (Bugrov
et. al. 1994: 110-113).
Despite some erosion of the authority of Khanty chieftains, some
kinds of group identity persisted even into the nineteenth century.
Khanty exogamous clans had been traditionally identified with
the basins of specific river systems. By this time, if not earlier,
as a result of accomodations to new economic arrangements local
group identity (Kh. yakh) based on the river system on which one
resides probably began to seem as important a form of group self-identification
as various forms of fictive kinship, such as totemic clans (Kh.
cir). Mid-nineteenth century ethnographers, such as N. L. Gondatti,
reported that group umbars or cache houses had existed in the
previous era from which any group member could take food or furs
if he later replaced them, though by the late nineteenth century
these had been regularly vandalized by Russians (1888: 9). The
Codes for Governing Siberia issued in 1822 (the so-called Speransky
Codes) confirmed the rights of non-christians to the exclusive
use of the specific territories on which they lived and which
they used for seasonal transhumance (Sheglov [1883] 1993: 258).
Dunin-Gorkavich, visiting the middle Ob= and its tributaries in
Western Siberia in 1898 on an commission from the Ministry of
Agriculture and State Properties, determined that this system
was still very much intact. He found that hunting territories
were being used exclusively by the resident families who were
prohibited from selling them or using them as collateral for loans
( [1904] 1995: 189). Territories could only be leased by the head
of the extended family settlement to tenants, mostly Russians,
only with the permission of other members of the extended family.
Nineteenth-century Russian fishermen who leased Khanty fishing
places paid to the Khanty lessor half the catch as well as a cash
payment. In Dunin-Gorkavich=s summary view, the native peoples
of Beryozovsky and Surgut regions did not own, but had exclusive
use rights to the land, the waters and the forests. Only the state
could preempt these rights, as it was beginning to do in managing
the forests.
During the Soviet period, according to one of our informants ,
those government agencies principally responsible for organizing
and managing collective production in the traditional economy
sector, ZVERPROMHOZ ( Wildlife Economy Agency) and LESPROMHOZ
(Forest Economy Agency), only minimally impacted Eastern Khanty
land tenure. In contrast to the strong collectivization measures
taken among the Kazimski Khanty, ZVERPROMHOZ, for example, left
Eastern Khanty families on their existing land, tacitly confirmed
the boundaries of traditional family hunting territories, and
established quotas, organized labor, and so on, based on the extended
families= customary use of the land. Khanty families were told
that the state recognized their tenure on the land, their ownership
of the structures they had built on it, and their right to use
its resources in exchange for participating in the state system
of production. This policy was not restricted to the Khanty. One
Russian family was given land on upper Malyi Yugan in the 1980s
because it was headed by a hunter participating in the state system,
and who was, in fact, a friend of the Khanty family whose land
he shared with their consent. In effect, the Soviet system was
based on a continuation of the principles of Tsarist policy toward
the Eastern Khanty regarding land, kinship, and production.
Eastern Khanty hunting territories today vary in size but are
usually between 400 and 600 square kilometers in area. Typically,
they are transected or closely adjacent to major rivers or their
tributaries. Usually the extended family settlement is built on
this river for ease of transportation. Figure 2 illustrates boundaries
and the distribution of registered family hunting territories
on the upper Bolshoi Yugan River. The hunting territory of an
extended family supports two to six closely related nuclear families,
with a total population varying between six to forty individuals.
North of the Ob=, a strong reindeer herding component overlays
the subsistence hunting and fishing base. Whether or not reindeer
are kept, however, Khanty families follow a seasonal round between
their main (usually summer) place near the river, and a hinterland
winter location, stopping during the fall and spring at an intermediate
camp. Transhumance is based on a knowledge of the seasonal availability
local food and fur resources. Figure 3 is a resource exploitation
map drawn with the help of one large Khanty extended family numbering
about thirty people living on the upper reaches of the Malyi Yugan
River. The map illustrates the principal types of flora and fauna
harvested on the hunting territory as well as the permanent winter
and summer residences and the transitional camps used during the
spring and fall movements between the permanent houses. Note that
the oil license territory impinges on their main source of winter
food, both fish and moose, and harvestable furs.
In the 1950s, the state did affect land tenure through causing
the removal of families from the land. Removal, sometimes in the
form of voluntary relocation, occurred in 1955-56 as a result
of a plan to centralize government services, shutting down government
stores and clinics in remote areas. On Salym River, for instance,
families were relocated from upriver to Seliyarovo on the Ob=
in order to be nearer to these services.
Today West Siberia, and Khanty-Mansiiskii Autonomous Okrug in
partcular, is the site of one of the world's most extensive petroleum
developments. The process began in the late 1960s with the first
discoveries of oil (Wiget and Balalaeva 1997a). At that time,
Surgut had less than 10,000 people (it did not receive city soviet
status until 1968). In the 1970s and 1980s, geological work dominated
the western part of the region, between Surgut and Khanty-Mansiysk,
while the first production began in earnest in the eastern half
of the region (Surgut to Nizhnevartovsk). By the late 1980s all
but a few areas (Kazym River, Yugan) had been seized for production
by the Ministry of Energy and the government oil monopoly, and
the region virtually supported a collapsing Soviet economy by
providing a cheap domestic petroleum supply and petrodollars generated
from export. This period was marked by the forcible relocation
of Khanty families from their traditional family hunting territories
(on Agan River) or by the destruction of the natural resources
of occupied family territories (on lower Pim and Trom-Agan river
systems) which eventually forced the families to voluntarily relocate.
Although we have no direct data, we infer that relocations, forcible
or voluntary, probably happened on the Vakh and Vas-Yugan Rivers
as well because both were regions of very early oil development
and Khanty there are now substantially resettled in villages.
The result is that after 5,000 years of occupancy, there are today
virtually no traditional Khanty extended family settlements on
Vakh, Agan, Salym and Vas-Yugan Rivers, although these were all
well-populated areas, rich in terms of traditional economy, twenty
years ago. Other river systems like Pim and Trom-Agan are heavily
impacted and the Khanty marginalized. Only the Khanty families
on Lamin and Yugan River systems have been minimally impacted.
The establishment of the Yuganskii Zapovednik in 1982 deprived
the Khanty families of Malyi and Bolshoi Yugan of their traditional
winter hunting territories, which they were then forced to relocate
to the opposite sides of these rivers (Baikalova et. al., n.d.;
Wiget and Balalaeva 1997b). These areas are now being threatened
by the petroleum development which has engulfed all of West Siberia.
POST-SOVIET POLITICAL DEVELOPMENTS
The first years following the dismantling of the Soviet state
saw a burst of political activity among Russia=s native peoples.
In March 1990 the Association of the Peoples of the North was
founded for the purpose of providing a national forum and lobbying
group for the concerns of Russia=s indigenous peoples. According
to V. M.Ytelin (1996: 6), a native scholar working in the Russian
Academy of Science in Chukotka, in May of 1991, newly elected
native deputies tried to form a caucus in the new Duma known as
the Deputy Assembly of Native Peoples of the North, Siberia and
the Far East in order to develop a coherent legislative agenda
on native issues. The Deputy Assembly also tried to integrate
all native deputies to legislative bodies at the central, regional
and local levels, but failed. Native deputies were active enough,
however, that on 22 April 1992, President B. N. Yeltsin issued
a decree (Ukaz) entitled AConcerning Urgent Measures for Protecting
Places of Living and Economic Activity of the Native Minority
Peoples of the North.@ This decree had five main points: 1) the
ministers of the republics are directed to, a) define the territories
of traditional land use that are part of their national heritage
and which cannot be alienated without their consent for industrial
or other development which is not connected to traditional economy;
b) to transfer without cost to kinship communities and families
belonging to the native minorities of the north those lands associated
with traditional economy for a lifelong, inheritable ownership
or leasing; c) to give priority rights to make agreements and
receive licenses for the use of renewable natural resources to
kinship communities and families belonging to the native minorities
of the north; d) to define traditional territories in order to
effect there sustainable resource development; and 2) to the government
of the Russian Federation, to work out a regulatory system for
the use of lands and resources on the traditional territories
of the peoples of the North only with the approval of environmental
expertise. ( Status: 199) What was clear to all native peoples,
nationally and locally, was that the central question for cultural
survival was securing control over the land use. The issue of
control, however, was complicated by Article 12 of the new 1993
Constitution of the Russian Federation, which determined that
organs of self-government were not units within the structure
of state power, i.e., not substitutes for local administrations,
such as village administrations.. In short, although people could
organize themselves for the control of economic activity, such
units of Alocal self-government@ were specifically excluded from
political decision-making power over fundamental administrative
spheres such as land use.
In Khanty-Mansiiskii Autonomous Okrug (hereafter, KMAO) political
activity was also evident. A younger, more locally active cadre
of native intelligentsia had emerged in the late 1980's. Some
of them formed Spasenie Yugra (Salvation of the Yugra), a voluntary
organization aimed at preserving the unique cultures of the region=s
Ugrian peoples, the Khanty and the Mansi. Others participated
locally in native affairs, often as members of village or regional
soviets. For the Khanty, who were being overwhelmed by petroleum
development, this was especially critical. In the paragraphs that
follow, the general West Siberian struggle to achieve this goal
is developed through extensive reference to the particular process
among the Yuganski Khanty of Ugut village district, southern Surgut
region, Khanty-Mansiiskii Autonomous Okrug.
The Council of Elders and Zone of Traditional Living (1987-91)
On the Yugan, the acknowledged beginning of political activity
was the 1987 annual meeting of hunters and fishermen (Russ. okhotnichii
slyot ). The contemporary slyot originated in the pre-Soviet skhod,
a twice-yearly gathering of families for paying the fur tax, which,
Dunin-Gorkavich reported, was also the occasion for electing community
leaders (see below) and for resolving community disputes, including
those over territory (78). Though always something of a holiday,
the slyot was also an occasion when serious issues were discussed,
because families from the region were gathered together, and at
the 1987 meeting Vladimir Kogonchin of Ugut proposed that the
community apply to the Supreme Soviet to designate the Yugan a
zone of priority land use, a Agreen zone@. People from the other
areas all supported it. Even the local representatives of the
Otdelenie PROMOKHOTA (Department of Hunting Economy) supported
it and the idea of local self-government, because they had noticed
a decrease of furs and black muskrat. Yeremei Aipin, a writer
and the most prominent Khanty figure, put the Agreen zone@ proposal
in his book and carried the idea to Yeltsin. Aipin had several
talks with Yeltsin, but nothing came of them.
On Yugan, they even established a council of elders, which had
its first organized meeting in 1989, where a charter was drafted
and V. Kogonchin elected chairman. The Council of Elders had five
members, all elected, according to the charter which was never
approved by the administration. During the 1980's Ugut had lived
on business generated by petroleum geologists who came in 1982.
Then they left, and the oil companies wanted to come in 1989-90.
The Council decided that all questions of industrial development
should be undertaken by referendum. They held a referendum, but
before the federal law of referendum was passed, and so it was
declared illegal. According to V. Kogonchin, the Council of Elders
worked well enough with the elected soviet and local representstives
of GOSKOMSEVER, but it resisted the oil companies. Compromises
were made: Ugut was to be the center of development, and Kinyamino
and R. Akhus-Yakh were supposed to be protected from development.
In 1990 a new, intense phase of political activity began with
the elections for village, region and okrug soviets. These elections
were then and are still today perceived to have been the only
really free and open, democratic elections. Many Khanty won victory
as delegates to these bodies. On May 6, 1990 Khanty representatives
to the okrug Council of People=s Deputies, building on the Agreen
zone@ concept, worked to pass throuogh the Council of People=s
Deputies a decision to give a special status to the territories
of Khanty traditional landuse that would give traditional uses
of the land priority over other forms of development, including
industrial uses such as petroleum production and timber harvesting
(AOb obrazovanii territorii prioritenogo pripodopol=zovaniya@,
Status 308) On the Yugan, the Council of Elders decided to determine
a Azone of Khanty living@, to map it, and send to the government
a proposal to set aside a zone of special land use along with
request for needs. The KMAO proposal went up the administrative
ladder to Tyumen= (Khanty-Mansiiskii Autonomous Okrug is a subordinate
unit of Tyumen= Oblast), which did not approve the special regime
of land use. Native deputies to the okrug Council of People=s
Deputies also developed a proposal for granting legal status to
the so-called Council of Elders (Soviet Stareishin), which was
meant to be the principal organ of governance among native communities,
but this never became law.
The contemporary concept of the Council of Elders only partially
reflected traditional forms of leadership among the Khanty people.
Dunin-Gorkavich reports that at the end of the nineteenth century,
native administration was organized around a clan headman (starosta)
and his two native assistants, several of these were grouped together
under a regional inorodnaya uprava, or native administration office,
antecedent to today=s local GOSKOMSEVER=s Otdel Narodov Severa,
and both equivalent to and parallel to the local volost administration
which governed Russians. All of these were native representatives
were elected by skhod, and their election as starshina was to
be confirmed by the local governor and the starosta by the local
police inspector. All small problems and suits are solved by rodovoye
upravlenie or (clan governance). But this latter never was fully
realized, not only because the great distances involved precluded
frequent gatherings of starosta and his assistants, but also because
Khanty preference, even in the nineteenth century, was still to
submit disputes and issues of consequence to the community gathered
together as a whole and to avoid the judgments of individual starosta.
For these reasons, many problems were postponed to the next skhod
and resolved by the community (77). Although the Speranksy Codes
describe the Khanty as Agoverned by their clan founders and honorable
people according to steppe customs A (Sheglov [1883] 1993: 258),
cases in Surgut region indicate that this formal, elected parallel
native administration appears to have replaced the hereditary
distribution of power by the seventeenth century (Bugrov et. al.,
113).
During our fieldwork we tried without definitive results to secure
positive affirmation of the existence in former times of such
a Council of Elders as formulated in the contemporary institution..
At best, our Khanty informants could offer us examples where elders
functioned as a kind of traditional court, during the time of
their grandparents= youth near the beginning of this century.
For instance, on Ai-Pim River we recorded a story about the grandfather
of one of our informants, who had lived prosperously with his
family and a herd of two hundred reindeer. Because of the size
of his herd, during a particularly severe winter, he and his family
didn=t suffer at all. Meanwhile, several of the other members
of his clan living along the same river died from freezing and
starvation. When in the spring this man appeared in the village
and told about his good fortune to have comfortably survived such
a severe winter, the elders met and determined to punish him for
his indifference to the sufferings of his peoples by beating him
with birch branches. In another case on Trom-Agan River, the elders
punished in the same fashion a woman who had given birth to a
child fathered by a man who was not her husband. The administration
of the punishment didn=t necessarily alter the behavior of those
who were punished. For example, in the case of the Trom-Agan woman,
after the punishment was administered, she left her husband and,
taking her two other children with her, went to live with the
man whose fathering had brought down the punishment upon her.
Thus it appears the punishments only expressed the communities
disapproval of non-normative behavior.
Our data suggests that a standing Council of Elders with specific
composition and membership never existed as a formal institution
among the Eastern Khanty. Although a local group of elders may
have been convoked as needed from among the heads of the nearest
neighboring families, the circumstances surrounding both the Ai-Pim
and Trom-Agan cases suggest these cases refer to a traditional
judgment rendered at a skhod. In contemporary Khanty communities
an individual is recognized as an elder not simply because of
age, but by virtue of having the status of being senior among
the married heads of households in an extended family; women who
are widowed or who are married but who have their land from their
father because he had no sons may also qualify as heads of households.
Even today, in questions of property, social relations or politics,
such a head of the family, male or female, is considered to speak
for the whole family. Nevertheless, in interfamily disputes or
issues of a larger scope, the Khanty tradition seems to have relied
on broad, community judgments, rather than on judgments of a single
individual or of a very small group. The latter, an elected representative
small group, seems to have derived from early forms of Russian
imperial administration.
There are a number of reasons why it is difficult to say how effective
such a structure as the proposed Council of Elders would be in
making political decisions in the contemporary sociopolitical
environment. First, there is the historical Khanty preference,
at least in the time since the erosion of the power of the chieftains
in the eighteenth century, for entrusting decision-making to the
community as a whole, rather than to a small elected group or
to an individual. In addition, local self-government in the contemporary
sociopolitical environment requires a variety of expertise and
a degree of daily administration that seem beyond the capacity
of such a geographically-dispersed and occasionally-convened Council
of Elders. In any case, and perhaps for reasons other than these,
the Council of Elders as an organ of self-government was never
formally approved.
National Communities and Local Self-Government (1991-93)
Following the resistance to and setbacks surrounding the proposals
for the Agreen zone@ and the Council of Elders, the Khanty tested
new strategies for securing local, native control over land use.
It appeared to the Khanty delegates in the KMAO Council of People=s
Deputies that establishing traditional land use zones was not
a realistic strategy, because so much territory had already been
developed, especially north of the Ob=, that in some regions of
the okrug only small islands traditional living were left. Thus
the idea of communities (obschiny) was proposed. Activist Khanty
deputies from Surgut region included R. I. Yermakova, A. S. Pesikova,
I. D. Kechimov, E. Molotkov, and E. Kelmin. The idea of community
(obschina) derived from the fact that it was difficult to divide
family territory into individual or even nuclear family units.
The nuclear families grouped into extended families and sharing
a common territory were first called an obschina. This was the
root of the concept. The new law, it was hoped, would provide
a legal mechanism for uniting their interests by permitting the
establishment of a socioeconomic structure, the family-kinship
communities (semeino-rodovye obschiny), taking the form of chartered
voluntary associations. The law authorized the confirmation of
use rights to specific territories based on their traditional
use by kinship groups; confirmation was to be accomplished through
the issuance of governmental acts to the families holding the
territories. The proposed legislation also permitted individual
families of minority groups holding land to join themselves and
their territories together for the purpose of local economic development.
Groups of Khanty families who had newly-registered family hunting
territories worked with their local leaders to ask them to combine
their family territories and their families into this new structure,
which in Surgut region is locally known as natsionalniye obschiny
or national communities, because such a structures, though their
membership is not restricted to minorities, are aimed at the minorities
or Anationalities@ and carry some tax privileges. The Khanty delegates
worked on developing the law for two years, including circulating
a draft to the extended family settlements and incorpating revisions
from that experience. Then the revision was circulated and accepted.
On 5 February 1992, despite resistance from delegates representing
oil interests, the Council of People=s Deputies of KMAO issued
APolozhenie o statuse rodovyx ugodii v Xanty-Mansiiskom avtonomnom
okruge@ [Regulation concerning the status of kinship communities
in KMAO], which was followed by AO mexanisme vnedreniya Polozheniya
o statuse rodovyx ugodii v Xanty-Mansiiskom avtonomnom okruge@
[Concerning the Mechanism for Applying the Regulation concerning
the status of kinship communities in KMAO], a Decree issued by
the Head of the Administration of KMAO on 27 February 1992 (Status:
310-321). Two forms of national community were authorized: (1)
community and corporation, that could organize and invest, and
(2) community that organizes its own work. The law permitted a
portion of all contracts negotiated to be preserved centrally
for community-wide needs. Roughly concurrent with this debate
in the okrug was the development of a federal law establishing
local self-governments alongside the soviets.
The passage of these laws set in motion a legal process of formally
defining the boundaries of family hunting territories (rodovye
ugodya) and issuing governmental acts certifying that the use
rights on these territories belonged to the families living on
them. This process was begun quickly enough because, according
to Art. 21 of the afore-mentioned ARegulations@, the oil companies
seeking access to the subsurface resources in these territories
were required to obtained signed releases from the Khanty families
before exploration or production work could begin:
Acquiring of parcel of land on the territory of kinship lands [for industrial purposes] can be carried out ...only with the consent of the owner of the kinship land, and also native residents whos interests are involved in this taking. In order to get the consent of native people for this acquisition, a referendum of these native people is carried out, and the results of this is the basis for the administration to make its decision.
Decisions about taking a piece of land on the the territory of kinship lands is made by the okrug administration, in conjunction with the regional administration, after getting written consent for this taking from the landwoner, positive results from the referendum of the native people and state environmental approval. (Status, 319)
Art. 22 of the same legislation required a clear economic agreement,
approved by the appropriate administrative authority, between
the owner of the land and the company developing the land, specifying
(1) the terms and conditions of development, and providing (2)
full compensation for all losses in connection with development,
(3) an agreed-upon share of the profits from the development of
this land, as well as (4) a lease payment for the use of the land
(Status, 319). Two months later, President Yeltsin issued the
Ukaz AConcerning Urgent Measures for Protecting Places of Living
and Economic Activity of the Native Minority Peoples of the North,@
referred to above, also requiring territorial definition and consent
before taking.
Oil companies needed to know, therefore, whose lands they were
interested in. Working commissions or coordinating councils on
local implementation of national communities were established.
V. Kogonchin was named chairman the Yugan commission. During 1992-93,
the commission spent a year and a half in serious work, travelling
to extended family settlements in theYugan region, identifying
family members accurately and defining the boundaries of family
hunting territories. The Russian adminstration created a small
business firm, ARumb@, based on geological surveying expertise,
to accomplish the technical work of mapping in cooperation with
community members. The knowledge of hunting territory boundaries
is part of Khanty traditional knowledge shaped over the centuries.
For this reason the process of fixing the boundaries proceeded
without conflicts. Despite the fact that the administration often
drew on maps boundaries of geometric regularity rather than ethnographic
accuracy, Khanty people continued to respect the boundaries that
were in their heads rather than on paper.
The status of the emerging national communities alarmed non-natives
who thought they=d be deprived of their gathering, hunting, and
fishing territories, but the commission=s maps of traitional territory
demonstrated that Ugut=s Russian interests were not neglected
over the southern territory and passions calmed down, though in
other places there were real conflicts over such issues Perov,
then head of the Surgut Region administration, approved the work
of territorial mapping, and individual family hunting territory
survey maps were distributed to each Khanty family. Governmental
acts confirming use rights were issued. According to V. Kogonchin,
a good deal of confusion and misunderstanding still surrounds
these acts. First, Khanty thought then and still think now that
the acts confirmed not simply their limited (surface) use rights,
but their ownership of the land. Second, most, if not all, do
not realize today that these acts were unilaterally voided, for
reasons which are not known, by the KMAO Duma in 1994.
The need for larger, stronger communities soon became apparent.
The many smaller communities consisting of only a few families
began arguing over land; some wanted to form their own village
soviets; some wanted to seek government support for their individual
community. The weakness of relying on these small communties became
especially acute for Eastern Khanty when, in 1993, Yeltsin dissolved
the system of village soviets thus eliminating any effective legal
Khanty voice in the face of growing pressure from the oil companies.
Reactionary Response (1993-96)
Following the October 1993 events in the White House, Yeltsin
cancelled all village, region and okrug soviets. This was done
in a series of Ukazy, or presidential edicts: first the village
soviets were cancelled without referendum; then the regional soviet;
finally the okrug and oblast soviets.
Old organs were replaced with a restructured executive. Under
the new Astrong executive@ restructuring that followed the White
House events, Yeltsin appointed the KMAO okrug Administrator,
who appointed the Surgut Regional Adminstrator, who, in turn,
appointed the village administrators. So when Surgut Region Administrator
Perov Aretired@ after budget review brought to light mismanagement
of funds, Sarachev, who had been his vice-deputy, was appointed
to replace him. Legislatively, an Okrug Duma (but no regional
Duma) appeared. Following the elections in 1994, only one Khanty,
from north of the Ob=, was elected to the Okrug Duma. In Ugut,
a village municipal committe replaced the soviet, but political
activists knew nothing about its formation, structure or authority.
Unannounced elections were held >in private.@ It quickly became
a local puppet legislative organ. In the end, after the Arestructuring@,
it appeared that there was no effective representation of Khanty
interests in either legislative or executive positions. Political
activity among Khanty declined.
In Ugut, the coordinating council for implementing the national
community process was eliminated. It became clear, then, to local
leaders that small communities wouldn=t survive because no one
was paying attention to them. So they moved to create a single,
large community that would unite as many of the extended families
and their territories as possible. The 1992 law on kinship communities
provided that only communities holding governmental acts on the
land could join together into larger communities. On the Yugan,
however, acts were only issued to eleven small communities (extended
families), much less than the number of territories mapped and
family-communities identified. That would soon become a moot point.
Surgut Region administration quickly ceased to issue new acts
on the land for the remaining families, and in 1994 an administrative
decree from the KMAO head, Filipenko, unilaterally voided those
acts already issued.
. The process of legally establishing these family-kinship communities
in Surgut region has been continuously obstructed. Four such communities
are now in the process of formation in Surgut Region. The charters
submitted by them as part of the process of legalization each
specified that the community was first of all a self-governing
structure that managed its own lands and profited from the use
of its natural resources. Though within limitations, such powers
are provided for in the authorizing legislation supporting the
formation of national communities and local self-governments,
such a blanket claim was intolerable both for the oil companies
and for the local administration.
Such communities were intolerable to the local administrations
because the main source of money for the administration budgets
came from the sale of licenses to the oil companies. Administrations
were not eager to share this money with the communities. For the
oil companies, such a situation would mean that instead of having
to persuade only a single extended family to give up their land
for oil development, now they would have to get a consensus agreement
from the representatives of the whole community to develop any
part of the community land however small. Moreover, the compensation
would have to be negotiated with and paid to the community as
opposed to the locally impacted families, and certainly on another,
larger scale.
This situation also caused problems among the Khanty, because
the oil companies, abetted by the regional administration, fell
back upon their own successful divide-and-conquer strategy and
tempted individual Khanty families to unsubscribe themselves to
the pending community charter by offering them seductive individual
economic agreements in exchange for development rights on their
family territory. At a June 1995 meeting in Jubilenie (Stariy
Trom-Agan), north of Surgut, members of one community gathered
to vote to confirm their charter and elect board members to direct
the community. Although they had voted but twenty minutes earlier
to approve a charter that permitted only the community structure
to represent the members in making economic agreements and only
on behalf of the entire membership, some individual members still
wanted to retain the option to sign individual agreements. When
another Yugan community, ANegus Yakh@, headed by Pytor Stepanovich
Kogonchin, decided as a community not to enter into an agreement
with an oil company, a Surgut regional administrator sent a letter
to the jurisdiction in which that oil company was based saying
that all economic agreements shoukd be with individual families,
not with communities.
Nevertheless, community organizing work continued under several
strong leaders who understood quite well that these structures
represented their only real hope to regain some local control
over their lands and their futures. The first elections to the
newly constituted Surgut Regional Duma saw four out of nine members
directly controlled by the oil companies. The community registration
process has become such a hot issue that the oil companies tried
to torpedo it in Surgut in March 1995 by staging a public protest
and having their workers picket the administration office building.
They argued that the registration of these communities (which
was the Khanty=s legal right under current federal and okrug law)
would be the end of the oil business in Western Siberia. Shortly
thereafter that KMAO Acancelled@ all acts on native lands, claiming
that Moscow had said the the laws were not in the correct form.
The okrug administration, headed by A. Filipenko, also required
re-registration of national communities. Filipenko promised to
form commission to review the law on national comuntiies, but
the commission was never formed.
Subsequently, on March 6, 1995, head of Surgut Regional Administration,
Sarychev, based on Filipenko=s decision, issued a decree (AO statuse
rodovyx ugodii v Khanty-Mansiiskom avtonomnom okruge@, Document
No. 21) asserting, in contradiction to general state law on native
land, that Khanty people who have houses in villages shouldn=t
have a family hunting territory. People do live in village, but
hunt, fish, and otherwise support themselves with their hunting
territories.Those Khanty who had been forcibly relocated or who
had voluntarily removed to villages at an earlier time were thus
summarily declared to have no right to use lands on which they
still hunted and fished in order to feed their families. The decree
caused such a wave of protest that the administration delayed
its implementation. The fate of the decree is unclear: on the
one hand, it has not been cancelled; on the other, it has not
been enforced.
At present, after several years of obstructionism, the process
of registration has resumed, following intensive discussions during
1996 concerning the developmentof a new federal law on the status
of minority peoples. Nevertheless, confusion and uncertainty are
rampant. An article entitled ANews from Iugra@ in the West Siberia
edition of Argumenty I Fakty (No. 27, July 1996, p. 2 B), a prominent
national newspaper, announced that the KMAO Duma had passed in
1996 a law on subsurface resources, one article of which stated
that community land and family hunting territories cannot be used
without the useholder=s consent. The law protects only existing
statuses, however, and since acts on the land, including those
issued in 1992-93 as a result of the Coordinating Council=s work
and survey on the Yugan, have been nullified, it is difficult
to understand who is protected. The article concluded by saying
that the law was revised based on Canadian law governing relations
there between the Council of Chiefs and the Canadian government,
but Ahere we are not yet ready for elected chiefs.@
ECONOMIC MODELS OF COMMUNITY
Unable to legalize themselves as communities, the concerned families
have nevertheless organized themselves into cooperatives in order
to sell their products on the market. But limited to increasingly
ineffective state organizations like ZVERPROMHOS, with pricing
structures and marketing mechanisms that are not adequate to the
changed national economic environment, the economic, as well as
the political, potential of these communities is frustrated. During
the past three years, two economic models for the legal kinship
community structure have emerged. Generally, the choice of economical
models has been determined by local living conditions.
Participatory Profit-Sharing Model
The first model is only partially based on the traitional economy
because north of the Ob= River, all three of the sectors of which
Khanty traditional economy consisted-- hunting, fishing and reindeer
herding--have been severely impacted by oil development. Typically,
Khanty reindeer herds are small, no more than fifty animals per
family. Such small herds are significantly affected by the loss
of animals due to the reduction of pasture territory taken for
construction of roads, railways, etc. As a result of oil by-products
getting into the river system, fish die. Furbearers of commercial
value flee the region in order to escape the influx of people
and equipment.
Because oil development has so dramatically impacted traditional
sources of income, the traditional economy cannot form the principal
basis for economic activity in this region. As a result, such
impacted communities have tried to get some proportional share
of the profits of oil development on their territory by seeking
the issuance to native land holders of new shares of stock in
the oil companies or an agreement to set aside a fixed percentage
of the profit to be paid as a royalty to the community. This is
the position taken by the Trom-Agan community, whose meeting in
Jubilenie was mentioned above. Although that strategy has the
support of World Bank specialists assigned to Siberian projects,
it has not proven very effective for several reasons. First such
a strategy is weak because it it asks the local administration
to reduce its own income from oil development in order to help
native people. More deeply, the popular assumption that the community
should share in the profits of oil development contradicts the
state policy assumption that oil is a natural resource owned by
the government for the national good not owned by the local population
for local benefit. The state=s response has been to plan the establishment
of a new Northern Fund, supported by a diversion of a fixed percentage
(the currently circulating figure is 12%) of the profits of the
oil companies, for supporting programs for northern Native peoples.
In the absence of any legislative basis for such a profit sharing
agreement, native communities and individual families are still
making small, local agreements with companies associated with
the oil industry.
Restructuring Traditional Economy
The second economic model for kinship-based communities is based
on strengthening traditional economy. On the south side of the
Ob=, where reindeer herding no longer exists, hunting and trapping
valuable furbearers like sable and fox provide the main source
of cash income, and fishing, although it almost all of the domestic
food supply, has limited commercial value. At the beginning of
the 1990s state collective fishing enterprises collapsed and the
technology necessary for processing and preserving fish on a commercial
scale disappeared. In addition, in relatively ecologically-clean
areas, Khanty harvest swamp and forest berries, as well as cedar
nuts, for commercial purposes. The cooperative traditional economy
model would install the community structure in place of the former
collective structure as a mechanism of production. Individuals
would pool the harvested resources to market them at higher prices.
The development of this model presupposes the installation and
use of small processing and preservation equipment which would
permit the communitiy to combine the traditional way of life with
the elements of a market economy. The weakness of this model is
that its realization depends upon both financial and technical
support of the state. The communities oriented to this model count
on the restoration of the state system of trading posts/state
stores, possibly based on the late reindeer and furtrapping collective
system, in the context of which the state would not only purchase
the products of Khanty traditional economy in exchange for supplying
basic goods, but also strengthen the policy of subsidies.
Regardless of which model an individual community supports, each
of the communities has adopted a charter which permits the community
to develop and market community resources, to withhold a portion
of the gross profits for community-wide development issues prior
to proportional redistribution to members, and to preserve the
right to invest a portion of the return from the sale of resources
for further profit.
DISCUSSION
Land Tenure, Leadership and Authority
There is evidence to suggest that prior to the Soviet period the
Russian state and individual businesses formally recognized Khanty
family claims to exclusive use of their hunting territories by
enacting special taxation regimes, entering into contracts with
the Khanty for the use of the land, and identifying the head of
the family as the legal representative of interests attached to
the territory, and the only one authorized, with the consent of
other members of the extended family, to lease it for profit.
At the same time it appears that the identities of local groups
(Kh., yakh), based on the river systems on which they resided,
cut across clan identities (Kh., cir) and were especially evoked
when land and resource interests were involved, although any local
resident group claim was never as strong as that of the extended
family. Such decisions over boundary disputes and trespassing
were resolved by the community as a whole at the semi-annual skhod.
Though much ethnohistorical work on land-tenure in the pre-Soviet
period needs to be done, it nevertheless appears that the emergence
of family-kinship communities (semeino-rodovye obschiny), taking
the form of local chartered voluntary economic-political associations,
provides a legal foundation for a pattern of land tenure among
the Khanty that has historical validity in the skhod.
The same might be said for the authority of the emergent leadership,
which has been only alluded to in this presentation. Khanty oral
tradition from the protohistoric period (prior to and during the
period of Russian conquest) witnesses to the existence in every
region of local leaders, who had the capacity to organize military
and economic capacity for entire river systems. Though this system
was undermined by the Russian colonial administration, the tradition
of local leaders remains. In addition, the fact that representatives
of specific families are charged with caretaking responsibilities
for the sacred shrines and images of the individual river system
patron deities suggests that historically certain families had
significant leadership roles in each local residence group. It
is difficult to assess how this works in the present moment, but
these families are certainly recognized, and to a limited degree
deferred to, by other Khanty as perhaps a little more equal than
most in a fundamentally egalitarian society. As well, the long
history of today=s leaders as representatives of the interests
of their communities and their experience of negotiating those
interests with various levels of local and reginal administration,
even in Soviet times, added weight and credibiltiy to their leadership
roles. There is no question that their leadership roles, possibly
rooted in historical realities but certainly demonstrated in the
present, have elicited the confidence of the local resident groups
they represent.
There is, nevertheless, a tension between the individual heads
of extended families and community leaders rooted in the Khanty
strong individualism and their reluctance to accede to decisions
made by others, even elected representatives. This tension is
historically rooted in the development of positions like the native
starosta which the Russian imperial state authorised to represent
Khanty interests in the local native branch of the colonial administration
(rodovoye upravlenie). On balance, in practical terms, this is
a productive tension. Although it means that it is much more difficult
to arrive at consensual decision-making in large communities of
40 families than it is in smaller communities of ten families,
at the same time it assures that Khanty local leaders are never
move too far ahead of the interests of their community, whose
confidence they must win by persuasion rather than simply assume
in an authoritarian manner. In short, Khanty local leaders can
be trusted to be representing the expressed interests of their
communities.
Politicization and Community Development
Though the emergent political leadership and structures have a
sound basis in Khanty tradition and historical experience, their
flourescence was motivated by two factors: first, the broad and
visible disruption of Khanty life, and the land on which it depended,
by petroleum development, and second, the shifting currents of
the broader political and economic situation, which first offered
the Khanty an opportunity to alter the trajectory of their future
by participating in representative, decision-making structures
and which now denies these opportunities to them.
By the time of the elections of 1990, which were a watershed in
the political development of the Eastern Khanty, petroleum development,
and the forced relocations and environmental destruction which
accompanied it, had significantly and permanently impacted the
Khanty of Nizhnevartovsk Raion. The Trom-Aganskii and Pimskii
Khanty north of the Ob= were in the midst of a losing battle to
contain development to the lower reaches of those rivers, and
the Yuganskii Khanty were under pressure from oil companies to
open up their territories. It was from these groups in Surgut
region that the most vocal political leadership emerged. The principal
concern of the leadership was to strengthen the weak coherence
of local group identity as a response to the oil industry=s strategy
of negotiating leases with individual Khanty families. If the
effects of development could not be localized to an individual
family, then decisions about development should not fall on individual
families. This was the local motivation for the legislation on
family-kinship communities (semeino-rodovye obschiny) created
by the Khanty delegates elected in 1990. Unfortunately, deteriorating
economic conditions, especially the collapse of state system for
buying furs and selling necessary supplies at subsidized prices,
put enormous pressure on Khanty families to sign punitive, often
fraudulent agreements with oil companies, thus undermining the
emergent voluntary associations. Shortly thereafter, political
structures in which Khanty were able to play an effective role,
were voided in a series of presidential decrees, to be replaced
with a strong executive form of administration which obstructed
Khanty socioeconomic and political development in favor of the
oil companies= expansionist agenda. Today we know that rights
to develop Khanty lands are being tendered for auction to oil
companies without the Khanty=s prior knowledge, let alone consent.
Historical practice has been for the Khanty to appeal over the
heads of the regional and oblast administrators directly to the
central government. This strategy persisted late into the nineteenth
century, and was rooted in the experience of receiving individual
guarantees, in the form of the gramota, directly from the Tsar,
and in having a separate but parallel administrative channel in
the colonial administration (rodovoye upravlenie) reporting directly
to Moscow, the antecedent of today=s GOSKOMSEVER=s Otdel Narodov
Severa. Contemporary political circumstances are such, however,
that the real sources of power are economic and at the okrug level,
and Moscow is either unwilling or unable to manage them for the
protection of the historical rights of the Khanty. Excluded from
effective local participation in decisionmaking at both the regional
and okrug level, and frustrated by the failure to intervene by
the central government, the historic source of appeal in such
situations, local Khanty groups pinned their hopes on the development
of the semeino-rodovoye obschiny as the instrumentality through
which they could preserve control over their lands and traditional
way of life.
Economic Development
At present, the main thrust of these communities is economic development.
Community leaders know, and many interviews over the course of
our fieldwork confirm, that it is ecoonomic pressure which is
compelling Khanty families to give up their family lands for oil
development. The economic situation has several components. First,
in the mid-1970s the Khanty, financed by oil companies, began
a shift to expensive mechanical technologies, such as outboard
motors and snowmobiles, on which they now depend, and which they
cannot continue to maintain with direct or indirect support from
oil money. Second, the state economic structures on which they
depended during the Soviet period have virtually collapsed. Third,
despite the public knowledge that oil companies are expanding
their territories and making huge sums of money, and that financial
support for the Khanty is a minuscule expense, the oil companies
are not fulfilling all the conditions made in earlier economic
agreements; we witnessed a meeting in Lyantor where the assembled
Khanty unanimously refused to sign a new agreement for just this
reason.
The economic solutions proposed to date do not promise significant
positive changes.
The direct profit-sharing model for those communities heavily
impacted by petroleum development, has been rejected outright
by government at all levels and by the oil companies, for the
reasons mentioned earlier. The state=s response, a Asocial services
tax@ on oil, however apparently admirable, will only finance the
state=s budgeted programs. It fails to guarantee any investable
income to a specific community and retains all control of the
resource in the hands of central government. In the end, it will
likely suffer from the mismanagement and diversion of funds on
the part of the bureaucracy, and the fraud, embezzlement and tax
evasion from the oil companies, which are endemic to post-Soviet
Russia. Leaders of communties where the traditional subsistence
economy is still viable look to a policy of strengthened subsidies
as the only way to stabilize the situation in traditional communities.
CONCLUSION
These solutions suffer from the state=s reluctance to change old
Soviet-style policy of viewing all indigenous people=s problems
as requiring a single, nationwide solution invented in, financed
by, and controlled through Moscow by non-natives. The idea of
local solutions to local problems is foreign to policy makers.
In this respect, the situation among the Khanty is not unique,
and shares with other peoples and regions of Russia the consequences
of failed central government policies. On the other hand, the
pre-Soviet historical relation between the Khanty and the central
government was different from that of other non-native, Siberians
and Russians in general. The relative autonomy of the Khanty was
based on the central government=s assurance not only of a separate
administration and right of appeal to the Center, but most importantly
of guarantees to the Khanty of exclusive use rights to their traditional
lands which the state protected in exchange for the continuous
flow of furs harvested in the taiga. That agreement-- which was
always historically understood as a real exchange (even in Soviet
times) -- has been unilaterally abrogated.
The opportunity remains, however, to create a positive future
for the eastern Khanty, because the national communities still
have economic potential, social cohesion and political leadership
with which to chart a new course. Despite the differences between
these communties, the success of each appears to depend upon some
common elements: (1) prompt legalization of the national communities
as units of local self-government, with the power to develop and
adminster a local land use plan; (2) the creation of a source
of income investable by the community for community-wide needs;
(3) a transitional period of support from the state budget; and
(4) technical assistance in developing the economic and legal
expertise necessary for insuring the long-term productive viability
of the community. However dramatic such changes would be in post-Soviet
Russia, these changes have a historical foundation and would restore
to the Khanty the conditions of their existence and relationship
to the state prior to the Revolution. Without significant changes,
however, the prognosis for Khanty communities is a trajectory
of deepening economic and political dependency.
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